San Diego and New York Securities and Corporate Lawyers
Shustak Frost & Partners has experienced, sophisticated corporate and securities lawyers competent in handling complex corporate and securities transactions, representing both foreign and domestic companies and investors. Our firm houses top San Diego and New York corporate and securities lawyers who are ready to help you with your corporate and securities transactions and financings.
Our San Diego and New York business and securities lawyers represent companies, both domestic and foreign, public and private; investors; investment partnerships; hedge funds; registered investment advisors and credit issuers. Our firm's corporate and securities practice also includes:
- Public Offerings, including IPO's
- Private Placements including Regulation D Offerings
- Secondary Offerings, including Public and Private Sales by Insiders and Control Persons
- Off-Shore Financings, including Regulation S Offerings
- Mergers, Acquisitions and Proxy Solicitations
- Debt Financing and Restructuring
- Securities and Exchange Commission Compliance, including Securities Exchange Act of 1934 Periodic Reporting on Forms 10-K, 10-Q and 8-K
- Insider Trading Counseling, including reporting on Forms 3 and 4
- Reverse Mergers involving Public Shells
- Rule 144 Sales
- "PIPE" Transactions
- Federal Securities Law Regulation and Compliance
- Credit Enhancement for Municipal Bonds and other Offerings throughout the Country
- Securitizations and Asset Backed Financing Structures
- State "Blue Sky" Securities Compliance
- Investment Company Formation and Compliance, including both Open and Closed End Mutual Funds
- Investor Adviser Act Formations, Compliance and Maintenance
- Non-profit Formation and Governance
- Reverse Mergers
- Limited Liability Companies and Investment Partnerships
- Start-Ups, Financings and Joint Ventures
- Real Estate Syndications
- Licensing and Distribution Agreements
Our business and securities lawyers are here to serve you
Our firm believes in the importance of catering to our client's needs. We make their problems our problems. Our business and securities lawyers practice nationwide operating from our offices in New York and California. No matter is too large- or too small- for our San Diego and New York business, corporate and securities lawyers. We will represent you and handle your business and corporate needs on a personal level.
