Shustak Frost & Partners and its Attorneys have been featured in the following articles and publications. Some articles are PDF files and will require Adobe Reader to view.
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Our Managing Partner, Erwin Shustak, Selected As One Of "San Diego's Top
Influentials" Of 2012
December, 2011
We are pleased to announce that Erwin Shustak, the Firm's founder and Managing Partner, has just been selected by the San Diego Daily Transcript, San Diego's leading business publication, as one of "San Diego's Top Influentials" for 2012. Over 300 nominations were submitted to The Transcript for persons whose actions and opinions strongly influence their industry and the San Diego business community. We are pleased that The Transcript's Editorial Board recognized Erwin's efforts and chose him as one of the select few to receive this prestigious, annual award. -
The Effect of California's Expungement Rules on Registered Representatives and Investment Advisors
By: George C. Miller, Esq., Shustak Frost & Partners, P.C., California and New York
December, 2011
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Forgivable Up-Front Notes in the Securities Industry - A Pot of Gold or "Golden Handcuffs"
By: Erwin J. Shustak, Esq., Managing Partner, Shustak Frost & Partners, P.C., California and New York
December, 2011
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Legal and Disciplinary Disclosure Requirements for Registered Investment Advisers
By: Jonah A. Toleno, Esq., Shustak Frost & Partners, P.C., California and New York
July, 2011
Read Article - HTML Version - The U.S. Supreme Court Endorses Arbitration Clauses in Consumer Contracts Which Contain Waivers of the Right to Class Action Resolution
By: Erwin J. Shustak, Esq., Managing Partner, Shustak Frost & Partners, P.C., California and New York
July, 2011
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Erwin J. Shustak Named Southern California SuperLawyer of 2009
By: Erwin J. Shustak, Esq., Shustak Frost & Partners, P.C., California and New York
August, 2009
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FINRA Proposes to Increase the Number of Arbitrators Available for Ranking and Selection
By: George C. Miller, Esq., Shustak Frost & Partners, P.C., California and New York
July, 2010
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Regulators Caution Investors: Look Out for Fraudulent Oil Spill Investment Scams
By: Jonah A. Toleno, Esq., Shustak Frost & Partners, P.C., California and New York
July, 2010
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When Management Pushes Managed Accounts
By: Erwin J. Shustak, Esq., Shustak Frost & Partners, P.C. California and New York
January 2008
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Senior Partner Erwin J. Shustak Named Southern California SuperLawyer of 2007
May, 2007 - The Arbitration Process in the United States
By: Thomas C. Frost, Shustak Frost & Partners, P.C., New York and California
February, 2007
Read Article - PDF Version - What's In A Name? Protecting Your Securities Offering Through The Use Of Exempt "Finders"
By: John Cleary, Esq., Shustak Frost & Partners, P.C., New York and California
February, 2007
Read Article - PDF Version - Best Practices to Use During the SEC Examination
By: Michelle Jacko, Esq., Shustak Frost & Partners, P.C., New York and California
February, 2007
Read Article - PDF Version - Federal Court Invalidates Hedge Fund Regulation
By Erwin J. Shustak, Senior Partner, Shustak Frost & Partners, P.C., New York and California
September, 2006
Read Article - PDF Version - When the American Dream Turns Into a Nightmare: A Suitability Standard Will Soon Govern the Mortgage Industry
By: John Cleary, Esq., Shustak Frost & Partners, P.C., New York and California
September, 2006
Read Article - PDF Version - When Innocent Investors Become Losers - Litigating the Ponzi Scheme Case
By: Teresa Gillis, Esq., Shustak Frost & Partners, P.C., New York and California
September, 2006
Read Article - PDF Version - The Benefits of Having a Mock SEC Examination
By: Michelle Jacko, Esq., Shustak Frost & Partners, P.C., New York and California
September, 2006
Read Article - PDF Version - WHEN INNOCENT INVESTORS BECOME LOSERS
Litigating the Ponzi Scheme Case
August 06, 2006
Read Article - PDF Version(16k) - MORTGAGE SUITABILITY
When the American Dream Turns Into a Nightmare
June 06, 2006
Read Article - PDF Version(80k) - How To Prove Damages and Ask For The Right Remedy
By: Erwin J. Shustak, Thomas C. Frost and R.J. McCarthy, Shustak Frost & Partners, P.C.
March, 2006
Read Article - PDF Version - Considerations For Confirming Your Securities Arbitration Award
By: Stephen S. Lux, Esq. Partner, Shustak Frost & Partners, NY and CA
February, 2006
Read Article - PDF Version - FEDERAL SECURITIES LITIGATION UPDATE:THE SUPREME COURT REINS IN FRAUD CASES
By: Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
August, 2005
Read Article - PDF Version - ANNUITIES: THE NEXT WAVE OF CUSTOMER DISPUTES?
By: Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
Read Article - PDF Version - WHAT IS SECURITY?
By: James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
June, 2005
NASD RULE ON SUBPOENAS and Orders To Produce or Appear - By: Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
May, 2005
Read Article - PDF Version - SEC COMMENTS on Hedge Fund Lock Ups
By: Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
May, 2005 - NASD NOTICE; Recent Developments in Broker-Dealer Law
By: Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
February, 2005
Read Article - PDF Version - Registering Hedge Fund Advisors; Form ADV To Include Hedge Fund Advisers.
By: Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
October, 2004 - SEC Seen Softening Sales Disclosure Proposal.
Article published October 26, 2004 - The Registered Rep
October, 2004 - Form U-5 Defamation Liability; A Slippery Slope.
By: Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
August, 2004
Read Article - PDF Version - Preparing For Your First 10-K
By: James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
August, 2004
Read Article - PDF Version - Proposed New Rule Changes To Hedge Funds.
By: Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
August, 2004 - SECURITIES ARBITRATION COMMENTA
Read Article - PDF Version - Hedge Funds; Exempt From Registration and Regulation?
By: Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
June, 2004
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The firm has also been featured in these past articles.
- WALL STREET REPORTER
Inside-Law - Helping Business Go Public
March 1, 2000 - THE WALL STREET JOURNAL
As 'Blank-Check' Firms Regain Allure
October 29,1999 - THE NATIONAL LAW JOURNAL
Blue-Sky Lawyers Now Redefine Their Practice
August 16, 1999 - LEGAL TECH NEWSLETTER
Secure Text: File Security Program
January, 1998 - TREASURY & RISK MANAGEMENT
Capital-Raising Gets Simpler
January-February, 1997 - CORPORATE FINANCING WEEK
Blue Sky Laws Ease for Big Corporations With New Act
October 28, 1996 - INSIDER OUTLOOK
New Co-op Law Takes Effect
December 6, 1995 - WORTH MAGAZINE
Die Broke
July/August, 1995 - BONDWEEK
Efforts to Overhaul Securities Law
August 7, 1995 - TREASURY & RISK MANAGEMENT
Don't Be Fooled by Those Blue Skies
November-December, 1994 - THE WALL STREET JOURNAL
Brutal Firings Sometimes Backfire as Employees Sue Former Bosses
October 24, 1994 - CAPITAL MARKETS ANALYST
SEC Budget Gridlock A Windfall for ABS Issuers
October 10, 1994 - EMERGING MARKET DERIVATIVES
Exploring Effective Strategies & Structures to Reduce Portfolio Volatility and Maximize Investment Returns
September 12, 1994 - THE NATIONAL LAW JOURNAL
Courts Contemplate Harassment Claims After Harris Decision
February 28, 1994 - BOARDROOM REPORTS
Now's the Time to Negotiate a Great Commercial Lease-Here's How
June 15, 1994 - PRIVATE PLACEMENT LETTER
Blue Sky Can turn Grey for Some Players
January 3, 1994 - ASSET SALES REPORT
New NASAA Guidelines Channel ABS Growth Toward Investment Grade Sector
November 4, 1993 - REAL ESTATE WEEKLY
Informed Owner Reps Facilitate Leasing
October 6, 1993 - STATE OF NEW JERSEY SECURITIES NEWSLETTER
New Jersey Forms Volunteer Board to Advise Bureau
Fall, 1993 - MORTGAGE-BACKED SECURITIES LETTER
NASA Proposes Sweeping ABS Guidelines
September 27, 1993 - BLOOMBERG BUSINESS NEWS
State Regulators to Propose Standards for Asset-Backed Bonds
September 24, 1993 - CORPORATE FINANCING WEEK
Guidelines on Exotic Asset-Backed Target Retail Buyers
August 16, 1993 - SEGUNDA FEIRA
Lloyd Perde recurso no caso Colagrossi
May 11, 1993 - NEW YORK TIMES
The Market Has Made the Landlord More Flexible
September 20, 1992 - NEW YORK TIMES
Luxury on West 86th-A Russian Deal
December 24, 1989
The firm has also been featured in these past articles.
