Representative History:
The Firm regularly handles complex legal matters for an impressive clientele, both domestic and international.
The following is a partial listing of the Firm's current and historical endeavors:
- Handled several hundred litigations and arbitrations throughout the country, in a variety of areas including securities, corporate governance, investment fraud, insurance, equipment leasing and asset securitization, defamation, intellectual property, breach of contract, employment disputes and unfair business practices.
- Recovered millions of dollars for defrauded investors.
- Drafted Compliance and Ethics Manuals For Registered Investment Advisors.
- Formed Special Purpose Acquisition Companies.
- Represented mutual funds in formation and conversion transactions.
- Restructured asset-based debt in a variety of industries and clients.
- Instrumental in bringing public and private offerings to the marketplace.
- Co-counsel for plaintiffs in the NASDAQ Market-Makers anti-trust litigation which resulted in one of the largest class action settlements to date (over $900 Million).
- Formed, organized and counseled numerous NASD member brokerage firms
- Formed and advised both regulated and unregulated investment advisors, investment partnerships and hedge funds.
- Obtained one of the largest libel jury verdicts ever awarded in New York.
- Negotiated hundreds of real estate lease, purchase and sale contracts.
