Arbitrations, Alternate Dispute Resolution Attorneys, Legal Council, NYSE, NASD Securities

Corporate and Securities Transactions & Practice

Representation of Broker-Dealers and Registered Persons

Arbitrations and Alternate Dispute Resolution:

The Firm routinely handles a wide variety of mediations and arbitrations throughout the country before the American Arbitration Association; The New York Stock Exchange; the National Association of Securities Dealers (NASD); the National Futures Association and other arbitration forums. The Firm is known for its extensive arbitration experience and practice involving the following:

NYSE and NASD Securities Arbitrations on behalf of Investors, Registered Persons and Broker-Dealer Firms
Breach of Contract Disputes
Real Estate Disputes
Partnership and Shareholder Disputes
Complex Employment Disputes
Defamation, Slander and Libel Disputes involving Registered Persons including U-5 Defamation cases

New York Office
400 Park Avenue, 14th Floor
New York, NY 10022
tel: 212.688.5900
fax: 212.688.6151

California Office
401 West "A" Street, Suite 2330
San Diego, CA 92101
tel: 619.696.9500
fax: 619.615.5290

Eureka Office
701 5th Street, Suite 300
Eureka, CA 95502
tel: 707.268.0600
toll free: 888.748.8748
fax: 707.268.0800