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Joan W. Adler, Esq.
jadler@shufirm.com
212.688.5900 ext. 235 |
Practice Areas
- Securities Transactions including Public and Private Offerings
-
Broker-Dealer Registrations and Compliance
- State Securities or "Blue Sky" Law
- Hedge Fund Formation and Compliance
Ms. Adler, based in the Firm's New York office, specializes in securities
matters, including the preparation of documents relating to private and public
offerings and compliance filings with the Securities and Exchange Commission
and state "Blue Sky" requirements, National Association of Securities
Dealers membership, hedge fund formation and compliance with the National Futures
Association and Commodities Futures Trading Commission, and corporate formation
and governance. She is a liaison for several nationally recognized law firms
providing them with state securities or "Blue Sky" expertise.
Background:
Ms. Adler has held a variety of professional titles including corporate consultant
and lobbyist, professional recruiter, investor relations specialist and corporate
secretary. She has been affiliated with the Firm since 1999 and was admitted
to practice law in New York in 2000.
Educational Background:
Queens College, City University of New York; BA, cum laude, 1980, Communications
Arts and Sciences; Washington College of Law, American University; JD, 1983,
member
of Law Review.
Professional Associations:
New York State Bar Association
Nassau County Bar Association
Admitted to the New York Bar 2000
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New
York Office
400 Park Avenue, 14th Floor
New York, NY 10022
tel: 212.688.5900
fax: 212.688.6151
|
California
Office
401 West "A" Street, Suite 2330
San Diego, CA 92101
tel: 619.696.9500
fax: 619.615.5290 |
Eureka
Office
701 5th Street, Suite 300
Eureka, CA 95502
tel: 707.268.0600
toll free: 888.748.8748
fax: 707.268.0800 |
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