|
Shustak Frost & Partners partners publish a monthly Digital Newsletter in an effort to keep clients, broker-dealers, colleagues, investors, and the general public informed and up-to-date on the latest securities laws, fraud protection, industry requirements and recommendations.
Below you will find our library of past articles.
Considerations For Confirming Your Securities Arbitration Award
read now -->
- Stephen S. Lux, Esq. Partner, Shustak Frost & Partners, NY and CA
How To Prove Damages and Ask For The Right Remedy
read now -->
- Erwin J. Shustak, Thomas C. Frost and R.J. McCarthy, Shustak Frost & Partners, P.C.
Avoiding Client Complaints; Navigating the Shoals
read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
Underwriters' Due Diligence; What Is It And How Much Is Enough?
read now -->
- James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
Hedge Funds; Exempt From Registration and Regulation?
read now -->
- Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
Form U-5 Defamation Liability; A Slippery Slope. read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
Preparing For Your First 10-K. read now -->
- James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
Proposed New Rule Changes To Hedge Funds. read now -->
- Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
Registering Hedge Fund Advisors; Form ADV To Include Hedge Fund Advisers.
read now -->
- Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
SEC Seen Softening Sales Disclosure Proposal.
Article published October 26, 2004 – The Registered Rep
read now -->
Current NASD Expungement Rules; Keeping Your Record Clean read now -->
- Erwin J. Shustak, Esq., Senior Partner Shustak Frost & Partners, NY and CA
NASD NOTICE; Recent Developments in Broker-Dealer Law read now -->
- Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
NASD RULE ON SUBPOENAS and Orders To Produce or Appear read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
SUPREME COURT RULES FULL COURT AWARDS TAXABLE; No Exclusion For
Portion Allocated Legal Fees read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
SEC COMMENTS on Hedge Fund Lock Ups read now -->
- Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
IN THE NEWS
SJ&H Recovers Over Half A Million Dollars For A Public InvestorClient
read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
SECURITIES ARBITRATION UPDATE; NASD Proposes New Rule Change read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
WHAT RULE 144 IS ALL ABOUT read now -->
- James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
FEDERAL SECURITIES LITIGATION UPDATE:
THE SUPREME COURT REINS IN FRAUD CASES read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
ANNUITIES: THE NEXT WAVE OF CUSTOMER DISPUTES? read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
WHAT IS SECURITY? read now -->
- James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
|
