SHUSTAK JALIL & HELLER partners publish a monthly Digital Newsletter in an effort to keep clients, broker-dealers, colleagues, investors, and the general public informed and up-to-date on the latest securities laws, fraud protection, industry requirements and recommendations.
Below you will find our library of past articles.
Avoiding Client Complaints; Navigating the Shoals read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Jalil & Heller, NY and CA
No time now? Download to read later 
Underwriters' Due Diligence; What Is It And How Much Is Enough? read now -->
- James P. Jalil, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later 
Hedge Funds; Exempt From Registration and Regulation? read now -->
- Richard Heller, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later
Form U-5 Defamation Liability; A Slippery Slope. read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Jalil & Heller, NY and CA
No time now? Download to read later
Preparing For Your First 10-K. read now -->
- James P. Jalil, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later
Proposed New Rule Changes To Hedge Funds. read now -->
- Richard Heller, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later
Registering Hedge Fund Advisors; Form ADV To Include Hedge
Fund Advisers. read now -->
- Richard Heller, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later
SEC Seen Softening Sales Disclosure Proposal.
Article published October 26, 2004 – The Registered Rep read now -->
No time now? Download to read later
Current NASD Expungement Rules; Keeping Your Record Clean read now -->
- Erwin J. Shustak, Esq., Senior Partner Shustak Jalil & Heller, NY and CA
No time now? Download to read later
NASD NOTICE; Recent Developments in Broker-Dealer Law read now -->
- Richard Heller, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later
NASD RULE ON SUBPOENAS and Orders To Produce or Appear read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Jalil & Heller, NY and CA
No time now? Download to read later
SUPREME COURT RULES FULL COURT AWARDS TAXABLE; No Exclusion For
Portion Allocated Legal Fees read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Jalil & Heller, NY and CA
No time now? Download to read later
SEC COMMENTS on Hedge Fund Lock Ups read now -->
- Richard Heller, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later
IN THE NEWS
SJ&H Recovers Over Half A Million Dollars For A Public Investor Client read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Jalil & Heller, NY and CA
No time now? Download to read later 
SECURITIES ARBITRATION UPDATE; NASD Proposes New Rule Change read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Jalil & Heller, NY and CA
No time now? Download to read later
WHAT RULE 144 IS ALL ABOUT read now -->
- James P. Jalil, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later
FEDERAL SECURITIES LITIGATION UPDATE:
THE SUPREME COURT REINS IN FRAUD CASES read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Jalil & Heller, NY and CA
No time now? Download to read later
ANNUITIES: THE NEXT WAVE OF CUSTOMER DISPUTES? read now -->
- Erwin J. Shustak, Esq., Senior Partner, Shustak Jalil & Heller, NY and CA
No time now? Download to read later
WHAT IS SECURITY? read now -->
- James P. Jalil, Esq., Senior Partner, Shustak Jalil & Heller, NY
No time now? Download to read later
|
