Shustak Frost & Partners and its Attorneys have been featured in the following articles and publications. All articles are PDF files and will require Adobe Reader to view.

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• When Management Pushes Managed Accounts
  January 2008
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• Shustak Frost & Partners Honors Our Own "Super Lawyer"
  May, 2007
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• The Arbitration Process in the United States
  By: Thomas C. Frost, Shustak Frost & Partners, P.C., New York and California
  February, 2007
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• What's In A Name? Protecting Your Securities Offering Through The Use Of Exempt "Finders"
  By: John Cleary, Esq., Shustak Frost & Partners, P.C., New York and California
  February, 2007
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• Best Practices to Use During the SEC Examination
  By: Michelle Jacko, Esq., Shustak Frost & Partners, P.C., New York and California
  February, 2007
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• MORTGAGE LENDERS ON THE FRONT LINE: PART DEUX
  By: John Cleary
  October 06, 2006
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• Federal Court Invalidates Hedge Fund Regulation
  - Erwin J. Shustak, Senior Partner, Shustak Frost & Partners, P.C., New York and California
  September, 2006
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• When the American Dream Turns Into a Nightmare: A Suitability Standard Will Soon Govern the Mortgage Industry
  - John Cleary, Esq., Shustak Frost & Partners, P.C., New York and California
  September, 2006
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• When Innocent Investors Become Losers - Litigating the Ponzi Scheme Case
  - Teresa Gillis, Esq., Shustak Frost & Partners, P.C., New York and California
  September, 2006
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• The Benefits of Having a Mock SEC Examination
  - Michelle Jacko, Esq., Shustak Frost & Partners, P.C., New York and California
  September, 2006
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• WHEN INNOCENT INVESTORS BECOME LOSERS
  Litigating the Ponzi Scheme Case
  August 06, 2006
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• MORTGAGE SUITABILITY
  When the American Dream Turns Into a Nightmare
  June 06, 2006
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• How To Prove Damages and Ask For The Right Remedy
  - Erwin J. Shustak, Thomas C. Frost and R.J. McCarthy, Shustak Frost & Partners, P.C.
  March, 2006
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• Considerations For Confirming Your Securities Arbitration Award
  - Stephen S. Lux, Esq. Partner, Shustak Frost & Partners, NY and CA
  February, 2006
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• WHAT RULE 144 IS ALL ABOUT
  - James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
  August, 2005
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• FEDERAL SECURITIES LITIGATION UPDATE:THE SUPREME COURT REINS IN FRAUD CASES
  - Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
  August, 2005
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• IN THE NEWS
  SJ&H Recovers Over Half A Million Dollars For A Public InvestorClient
  - Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
  July, 2005
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• ANNUITIES: THE NEXT WAVE OF CUSTOMER DISPUTES?
  - Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
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• SECURITIES ARBITRATION UPDATE; NASD Proposes New Rule Change
  - Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
  June, 2005
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• WHAT IS SECURITY?
  - James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
  June, 2005
  
  
• NASD RULE ON SUBPOENAS and Orders To Produce or Appear
  - Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
  May, 2005
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• SUPREME COURT RULES FULL COURT AWARDS TAXABLE; No Exclusion For Portion Allocated Legal Fees
  - Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
  May, 2005
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• SEC COMMENTS on Hedge Fund Lock Ups
  - Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
  May, 2005
  
  
• Current NASD Expungement Rules; Keeping Your Record Clean
  - Erwin J. Shustak, Esq., Senior Partner Shustak Frost & Partners, NY and CA
  February, 2005
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• NASD NOTICE; Recent Developments in Broker-Dealer Law
  - Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
  February, 2005
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• Registering Hedge Fund Advisors; Form ADV To Include Hedge Fund Advisers.
  - Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
  October, 2004
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• SEC Seen Softening Sales Disclosure Proposal.
  Article published October 26, 2004 – The Registered Rep
  October, 2004
  
  
• Form U-5 Defamation Liability; A Slippery Slope.
  - Erwin J. Shustak, Esq., Senior Partner, Shustak Frost & Partners, NY and CA
  August, 2004
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• Preparing For Your First 10-K
  - James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
  August, 2004
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• Proposed New Rule Changes To Hedge Funds.
  - Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
  August, 2004
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• SECURITIES ARBITRATION COMMENTA
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• Underwriters' Due Diligence; What Is It And How Much Is Enough?
  - James P. Jalil, Esq., Senior Partner, Shustak Frost & Partners, NY
  June, 2004
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• Hedge Funds; Exempt From Registration and Regulation?
  - Richard Heller, Esq., Senior Partner, Shustak Frost & Partners, NY
  June, 2004
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• Douglas Trust vs Morgan Stanley, DW, Inc.
  June 16, 2004
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• REGISTERED REP.
  Debut of The Ethical Advisor
  February 2004
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• FORDHAM JOURNAL OF CORPORATE & FINANCIAL LAW
  Proposals For Insider Trading Regulation
  After The Fall Of The House of Enron
  August 2003
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• INVESTMENT NEWS
  Lawyers: Margin Loans Abused
  January 27, 2003
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• WALL STREET REPORTER
  Corporate Boutique law firm with big firm capability
  A look inside the SEC, Blue Sky regulations and Rule 419
  November 1, 2002
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• NEW YORK DAILY NEWS
  Pros say stox suits cents-less
  April 23, 2002
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• SAN DIEGO UNION-TRIBUNE
  Paper Trail Hints Zandria Hardly is Worth a Nickel
  November 14, 2000
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• THE NEW YORK JURY VERDICT REPORTER
  Libel - Surgeon Accused in Letter of being Homosexual - Letter Disseminated Throughout Hospital - Award for Presumed Damages Based on Humiliation and Damage to Reputation
  August 11, 1999
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• FULCRUM INFORMATION SERVICES SEMINAR
  Raising Capital: From Start-Up Financing
  To The Public Market
  November 5, 1998
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• WALL STREET REPORTER
  Inside-Law - Helping Business Go Public
  March 1, 2000
  
  
• THE WALL STREET JOURNAL
  As 'Blank-Check' Firms Regain Allure
  October 29,1999
  
  
• THE NATIONAL LAW JOURNAL
  Blue-Sky Lawyers Now Redefine Their Practice
  August 16, 1999
  
• LEGAL TECH NEWSLETTER
  Secure Text: File Security Program
  January, 1998
  
  
• TREASURY & RISK MANAGEMENT
  Capital-Raising Gets Simpler
  January-February, 1997
  
  
• CORPORATE FINANCING WEEK
  Blue Sky Laws Ease for Big Corporations With New Act
  October 28, 1996
  
  
• INSIDER OUTLOOK
  New Co-op Law Takes Effect
  December 6, 1995
  
  
• WORTH MAGAZINE
  Die Broke
  July/August, 1995
  
  
• BONDWEEK
  Efforts to Overhaul Securities Law
  August 7, 1995
  
  
• TREASURY & RISK MANAGEMENT
  Don't Be Fooled by Those Blue Skies
  November-December, 1994
  
  
• THE WALL STREET JOURNAL
  Brutal Firings Sometimes Backfire as Employees Sue Former Bosses
  October 24, 1994
  
  
• CAPITAL MARKETS ANALYST
  SEC Budget Gridlock A Windfall for ABS Issuers
  October 10, 1994
  
  
• EMERGING MARKET DERIVATIVES
  Exploring Effective Strategies & Structures to Reduce Portfolio Volatility and Maximize Investment Returns
  September 12, 1994
  
  
• THE NATIONAL LAW JOURNAL
  Courts Contemplate Harassment Claims After Harris Decision
  February 28, 1994
  
  
• BOARDROOM REPORTS
  Now's the Time to Negotiate a Great Commercial Lease-Here's How
  June 15, 1994
  
  
• PRIVATE PLACEMENT LETTER
  Blue Sky Can turn Grey for Some Players
  January 3, 1994
  
  
• ASSET SALES REPORT
  New NASAA Guidelines Channel ABS Growth Toward Investment Grade Sector
  November 4, 1993
  
  
• REAL ESTATE WEEKLY
  Informed Owner Reps Facilitate Leasing
  October 6, 1993
  
  
• STATE OF NEW JERSEY SECURITIES NEWSLETTER
  New Jersey Forms Volunteer Board to Advise Bureau
  Fall, 1993
  
  
• MORTGAGE-BACKED SECURITIES LETTER
  NASA Proposes Sweeping ABS Guidelines
  September 27, 1993
  
  
• BLOOMBERG BUSINESS NEWS
  State Regulators to Propose Standards for Asset-Backed Bonds
  September 24, 1993
  
  
• CORPORATE FINANCING WEEK
  Guidelines on Exotic Asset-Backed Target Retail Buyers
  August 16, 1993
  
  
• SEGUNDA FEIRA
  Lloyd Perde recurso no caso Colagrossi
  May 11, 1993
  
  
• NEW YORK TIMES
  The Market Has Made the Landlord More Flexible
  September 20, 1992
  
  
• NEW YORK TIMES
  Luxury on West 86th-A Russian Deal
  December 24, 1989