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Representation of Brokerage
Firms
The Firm forms, advises, and represents brokerage firms in connection
with all legal matters including defense
of claims
of public
investors; "raiding" and unfair competition claims; compliance
and NASD,NYSE, SEC and SRO investigations and disciplinary actions. The
Firm has formed over two hundred NASD brokerage firms and is intimately
familiar
with all legal aspects of the brokerage and regulatory industry.
If you have a problem involving the securities industry - whether as
a customer, brokerage firm or registered person - and need experienced,
competent counsel, speak to us. We know the securities industry and our
way around the negotiating table as well as the courtroom. We have securities
arbitration attorneys in New York and California. Contact Erwin
Shustak,
who heads our litigation / securities arbitration law department.
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New
York Office
400 Park Avenue, 14th Floor
New York, NY 10022
tel: 212.688.5900
toll free: 800.496.5900
fax: 212.688.6151
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California
Office
401 West "A" Street, Suite 2330
San Diego, CA 92101
tel: 619.696.9500
toll free: 888.748.8748
fax: 619.615.5290 |
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