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Securities Fraud Lawyers in California & New York
Shustak Frost & Partners, P.C., is a law firm with a national practice focused in the areas of securities business and corporate law. Our securities fraud lawyers in California and New York are top notch negotiators with a strong court room presence.
Our firm represents a select clientele that includes domestic and foreign publicly traded corporations; brokerage firms; banks; insurance companies, manufacturing firms, venture capital firms; hedge and mutual funds, entrepreneurs, investors and individuals. Our firm specializes in securities matters ranging from IPO's; Private Placements and Regulation D offerings; broker/dealer registrations and compliance to securities arbitrations, disciplinary proceedings and litigations before the NASD, NYSE and SEC and the State and Federal Courts of California and New York. Our firm's securities fraud lawyers in California and New York are capable of handling matters throughout the country.
Our attorneys are sophisticated, strategic problem solvers, ardent negotiators and successful deal makers. We know our way around the negotiating table as well as the courtroom. Our partners developed their skills at major Wall Street law firms. From inception, our securities fraud lawyers in New York and California consistently have received the highest rating (AV) from Martindale Hubbell, the nationally recognized publication that ranks and reviews lawyers and law firms.
Our practice areas include the following:
Securities Litigations and Arbitrations
- Prosecution and defense of securities and financial fraud cases in the Federal and State Courts of California and New York;
- Arbitrations before the NASD, NYSE, National Futures Association and American Arbitration Association on behalf of public investors, registered persons, hedge funds and broker-dealer firms;
- Disciplinary Proceedings for Broker-Dealers and Registered Persons before the NASD, NYSE, SEC and National Futures Association;
- Partnership and corporation break-ups, often referred to as "business divorces" involving public and privately-held corporations and business entities;
Securities and Corporate Transactions and Practice
- Private Placements and Public Offerings, including IPO's;
- Mergers, acquisitions, stock and asset transactions;
- Federal Securities Law Regulation and Compliance;
- Broker Dealer and Investor Advisor formations, compliance and maintenance;
- Reverse Mergers involving public "shells".
If you have a legal matter in the areas in which we practice, we do
not charge for initial meetings or telephone conferences. Our clients are located
throughout
the country and abroad. We prefer to get to know our clients and fully
understand their needs and objectives before deciding if we can be of help to
them. If you have a securities or business law problem, call or email
our
Managing
Partner, Erwin J. Shustak, Esq., and discuss your
situation with him.
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