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Representative History:
The
Firm regularly handles complex legal matters for an impressive clientele,
both domestic and international.
The following is a partial listing of the Firm's recent endeavors:
- Represented several of the largest reinsurance companies in the
world in connection with credit enhancements of over $300,000,000 of Industrial
Development bonds throughout the country.
- Converted an open-end, publicly traded mutual fund to closed-end status;
the first transaction of its kind in more than 20 years.
- Formed one of the first publicly traded, "ethically correct" mutual
funds.
- Restructured over $500,000,000 of asset-based debt in a variety of industries
for a number of clients.
- Instrumental in bringing over $250,000,000 of public and private offerings
to the marketplace over the past five years.
- Handled several hundred litigations and arbitrations throughout the country.
- Co-counsel for plaintiffs in the NASDAQ Market-Makers anti-trust litigation
which resulted in one of the largest class action settlements to date (over
$900 Million).
- Formed, organized and counseled over 100 NASD member brokerage firms.
- Counseled several U.S. public companies acquired by multinational, off-shore
purchasers.
- Formed and advise both regulated and unregulated investment advisors, investment
partnerships and hedge funds with total capitalization in excess of $ 2
billion.
- Obtained one of the largest libel jury verdicts ever awarded in New York.
- Recovered millions of dollars for defrauded investors.
- Drafted Compliance and Ethics Manuals For Registered Investment Advisors.
- Formed Special Purpose Acquisition Companies.
- Filed SEC '34 ACT 13-D's, 10-K's, and 10-Q's.
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New York Office
400 Park Avenue, 14th Floor, New York, NY 10022
tel: 212.688.5900
fax: 212.688.6151
| California Office
401 West "A" Street, Suite 2330, San Diego, CA 92101
tel: 619.696.9500
fax: 619.615.5290 |
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