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Securities Lawyers - New York Securities Fraud Lawyers and San Diego
Shustak Frost & Partners have specialized securities lawyers competent in handling complex corporate and securities transactions, representing both foreign and domestic companies and investors. Our firm houses top New York securities fraud lawyers and some of the strongest securities fraud lawyers in San Diego. Securities fraud lawyers are here to help you when your investment results have been affected by stockbroker fraud, deceptive trading or false information given to you prior to the investment. Our securities lawyers have helped regain millions of dollars of defrauded funds for our clients.
Our New York securities fraud lawyers have drafted Compliance and Ethics Manuals for Registered Investment Advisors with the help of our securities fraud lawyers in San Diego. Our firm's corporate and securities practice also includes:
- Public Offerings, including IPO's
- Private Placements including Regulation D Offerings
- Secondary Offerings, including Public and Private Sales by Insiders and Control Persons
- Off-Shore Financings, including Regulation S Offerings
- Mergers, Acquisitions and Proxy Solicitations
- Debt Financing and Restructuring
- Securities and Exchange Commission Compliance, including Securities Exchange Act of 1934 Periodic Reporting on Forms 10-K, 10-Q and 8-K
- Insider Trading Counseling, including reporting on Forms 3 and 4
- Reverse Mergers involving Public Shells
- Rule 144 Sales
- Federal Securities Law Regulation and Compliance
- Credit Enhancement for Municipal Bonds and other Offerings throughout the Country
- Securitizations and Asset Backed Financing Structures
- State "Blue Sky" Securities Compliance
- Investment Company Formation and Compliance, including both Open and Closed End Mutual Funds
- Investor Adviser Act Formations, Compliance and Maintenance
Our securities lawyers are here to serve you
Our firm believes in the importance of catering to our client's needs. We make their problems our problems. Our nationwide offices with New York securities fraud lawyers and our securities fraud lawyers in San Diego allow us to be as close to your business as possible. This closeness will aid us in best serving your business needs on a personal level.
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