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Corporate and Securities Transactions
and Practice:
The Firm specializes in complex corporate and securities transactions
representing both foreign and domestic companies and investors. The Firm's
corporate and securities practice includes:
- Public Offerings, including IPO's
- Private Placements including Regulation D Offerings
- Secondary Offerings, including Public and Private Sales by Insiders
and Control Persons
- Off-Shore Financings, including Regulation S Offerings
- Mergers, Acquisitions and Proxy Solicitations
- Debt Financing and Restructuring
- Securities and Exchange Commission Compliance, including Securities
Exchange Act of 1934 Periodic Reporting on Forms 10-K, 10-Q and 8-K
- Insider Trading Counseling, including reporting on Forms 3 and 4
- Reverse Mergers involving Public Shells
- Federal Securities Law Regulation and Compliance
- Credit Enhancement for Municipal Bonds and other Offerings throughout
the Country
- Securitizations and Asset Backed Financing Structures
- State "Blue Sky" Securities Compliance
- Investment Company Formation and Compliance, including both Open and Closed End Mutual Funds
- Investor Adviser Act Formations, Compliance and Maintenance
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New
York Office
400 Park Avenue, 14th Floor
New York, NY 10022
tel: 212.688.5900
fax: 212.688.6151
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California
Office
401 West "A" Street, Suite 2330
San Diego, CA 92101
tel: 619.696.9500
fax: 619.615.5290 |
Eureka
Office
701 5th Street, Suite 300
Eureka, CA 95502
tel: 707.268.0600
toll free: 888.748.8748
fax: 707.268.0800 |
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