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Dennis Stubblefield’s Radio Interview with LPL Branch Manager Stephen F. Lovell

       

Our Partner Dennis A. Stubblefield was recently interviewed by LPL Branch Manager Stephen F. Lovell on his weekly radio show, “The Good Life Made Better.” Click here to listen to Dennis talk about pump-and-dump schemes, the top two mistakes made by both advisers and their clients, and knowing when to say “no thanks” to litigation or Finra arbitration.

On the program, part of Stephen’s weekly broadcast on KDOW, part of the Wall Street Business Network, Stephen and Dennis engage in a free-wheeling discussion about the importance of good system and process, solid relationships and clear, no-nonsense two-way communication. Hear why Dennis quotes the late, great Jimi Hendrix for sage advice on how best to respond to market setbacks.

Dennis would like to thank Goli Heidari, a legal intern with our firm, for her post-production editing and narration.

Shustak Reynolds & Partners, P.C. has extensive experience in securities and financial services law, including securities enforcement defense and corporate internal investigations. The firm regularly represents broker-dealers and their reps and rep groups, investment advisers, high-net-worth investors and others in connection with litigation, arbitration and government and SRO investigations. For more information, contact Dennis A. Stubblefield, Partner, at 760-533-0233, via e mail at [email protected], or visit our website at www.shufirm.com.

Mr. Lovell can be reached at 925-932-7082 or [email protected].

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