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Wall Street Self-Regulator Makes Case for More Power
By SHUSTAK REYNOLDS & PARTNERS of Shustak Reynolds & Partners, P.C. posted on Tuesday, September 13, 2011.
“FINRA’s Chief is testifying before Congress today to make its case for regulation over investment advisers. FINRA currently regulates broker-dealers and now proposes advisers be added to its area of oversight.”
http://dealbook.nytimes.com/2011/09/13/finra-makes-its-case-for-more-power/
