Senate Considers Regulation of Virtual Currencies
The virtual currency Bitcoin was the subject of a hearing held this week by the U.S. Senate Committee on Homeland…
Read MoreMonth: November 2013
Crowdfunding Under the JOBS Act: What Investors Need to Know
Introduction In April 2012, Congress enacted the “Jumpstart Our Business Startups Act”—or JOBS Act—as part of the federal government’s ongoing…
Read MoreFINRA Announces New Version of BrokerCheck
The Financial Industry Regulatory Authority (“FINRA”) is making it easier than ever to research an investment professional’s background. On November…
Read MoreSecurities fraud – SAC Capital to pay $1.8 billion in fines
Hedge fund SAC Capital Advisors has agreed to pay $1.8 billion in fines and plead guilty to securities fraud charges,…
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