Ex-Wells Fargo Advisor Granted Class Cert in Claim for Deferred Compensation
Robert Berry worked as a financial advisor for Wells Fargo Advisors, LLC from 1994 until 2014. From 2005 to 2014,…
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Former Merrill Lynch International Advisors File Class Action
A group of former Merrill Lynch international financial advisors have filed [...]
Read MoreMorgan Stanley Defeats Financial Advisor Overtime Class Action
On Monday, District Court Judge William J. Martini of the Third Circuit declined to certify a class action brought by…
Read MoreWells Fargo Settles Deferred Comp Class Action For $7.4 Million
Wells Fargo Advisors recently agreed to pay in excess of $7.4 million to settle a class action claim alleging the…
Read MoreUPDATE: Schwab Wins Fight Over Class Action Waivers, For Now
Just over one year ago, FINRA initiated disciplinary proceedings against Charles Schwab & Co. claiming, amongst other things, that the…
Read MoreMerrill Lynch to Pay $40 Million in Deferred Comp Class Action Suit
In late August, Merrill Lynch agreed to a proposed $40 million class action settlement to settle claims the firm refused…
Read MoreFINRA-Schwab Fight Over Class Action Waivers is Ongoing
In early February, FINRA initiated disciplinary proceedings against Charles Schwab & Co. claiming the firm violated FINRA rules by requiring…
Read MoreSecurities America Arbitrations/Class Action Finalized
The Billitteri v. Securities America class action has been finalized. That class action resolved claims of thousands of Securities America…
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