Firm Highlight: Complex Fiduciary Duty Arbitration Yields Landmark $3.33 Million Result for Firm Client
Shustak Reynolds & Partners, P.C. recently secured a decisive arbitration victory on behalf of a firm client in a high-stakes…
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FINRA Arbitration In 2026 And Beyond: Key Trends, Notable Awards, And The Road Ahead
The FINRA arbitration forum remains the primary venue for resolving disputes between investors and the broker-dealers and investment advisers who…
Read MoreThe New 2026 ICC Arbitration Rules: What Businesses and Their Lawyers Need to Know
The International Chamber of Commerce (ICC) remains the world's leading institution for the administration of international commercial arbitrations. On June…
Read MoreFive Litigation Traps Financial Institutions Should Avoid in Customer Arbitrations
Customer arbitration is one of the most common forums for resolving disputes between financial institutions and their clients. For broker-dealers…
Read MoreFINRA Signals Possible Overhaul of Its Arbitration System
FINRA has begun a broad review of the rules governing its arbitration forum. In Regulatory Notice 26-06 (“RN26-06”), FINRA requested…
Read MoreThe Art of Advocacy and Arbitration in High-Stakes Financial Disputes With Erwin J. Shustak
Managing Partner, Erwin J. Shustak, recently sat down with Chad Franzen of the Rise25.com Podcast to discuss how Erwin decided,…
Read MoreMandatory FINRA Arbitration Is Under Attack Again
Mandatory pre-dispute arbitration agreements ("PDAA's") have long been under fire but now face potential extinction. Congress’s latest attempt to eliminate…
Read MoreMANDATORY FINRA ARBITRATION- IS THE END IN SIGHT?
In the seminal, 1987 decision of Shearson v. McMahon, the U.S. Supreme Court decided that pre-dispute agreements to arbitrate securities…
Read MoreSecurities Law Update: The “Completely Irrational” Standard for Reversing Legal Error in FINRA Arbitration
For those entrepreneurial enough to form, own and operate a successful RIA firm, while there is great satisfaction in being…
Read MoreCalifornia FINRA Lawyers: The Growing Problem of Unpaid FINRA Arbitration Awards
While FINRA arbitrations were intended to provide investors and industry members a quick and relatively inexpensive procedure by which to…
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