Month: May 2017

San Diego Securities Lawyers: John McGinnis, RBC, Aero-X Golf; BST Nano Bikes; BST Nano Carbon; Grandura Shafts; Baron Bat; Grace McLain Capital Advisors; Solana Golf; and EGJ, LLC

By Erwin J. Shustak — posted in Financial Industry Developments on Thursday, May 25, 2017.

Financial Services Industry

Shustak Reynolds & Partners is pursuing claims against RBC on behalf of former clients of John McGinnis and RBC [...]

California FINRA Lawyers Report: Former LPL Broker Guilty of Stealing

By Erwin J. Shustak — posted in Financial Industry Developments on Tuesday, May 23, 2017.

Financial Advisors FINRA

A former LPL broker plead guilty to stealing [...]

Broker Barred for Steering Clients to Ponzi Scheme

By Erwin J. Shustak — posted in Investor Claims & Financial Fraud, Regulatory Enforcement & Investigations on Wednesday, May 3, 2017.

Disciplinary Actions Financial Advisors Ponzi Schemes

The White House is not the only place where “fake news” is the big problem [...]