Investors Still in the Dark over GWG Holdings “L” Bond Payments
In January 2022, GWG Holdings Inc., promoter of its high-yield bond product GWG L Bonds, reportedly missed $13.6 million in…
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Is My NDA Enforceable? Recent Developments in California Law
Nondisclosure and confidentiality provisions have become common in employment separation agreements as more people have been speaking up about sexual…
Read MoreFINRA Updates Expungement Rules
Changes to broker expungements in arbitration seemed imminent when FINRA first proposed new rule changes of the expungement process to…
Read MoreFINRA Updates Continuing Education Program for Registered Persons
The Financial Industry Regulatory Authority (“FINRA”) recently announced important changes to its rules which deal with continuing education for registered…
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