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Shustak Reynolds & Partners, P.C. Named a "Best Law Firm" for Ninth Consecutive Year
Shustak Reynolds & Partners, P.C. Named a "Best Law Firm" for Ninth Consecutive Year

Month: June 2023

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California DFPI Securities Regulator Censures Morgan Stanley for Acting as Unlicensed Lender

By George C. Miller — posted in Regulatory Enforcement & Investigations on Thursday, June 15, 2023.

Disciplinary Actions

The California Department of Financial Protection and Innovation (“DFPI”) has censured a subsidiary entity of Morgan Stanley, Morgan Stanley Smith…

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