Will Morgan Stanley Compensate Clients Following Massive Order-Entry Outage?
On March 25th, Murphy’s law took full effect when Morgan Stanley’s order entry and order status systems ground to halt,…
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What is the California Consumer Privacy Act?
The California Consumer Privacy Act (“CCPA”), which took effect on January 1, 2020, significantly changes businesses’ legal obligations in collecting…
Read MoreThree Tips for New Investors
Investment opportunities come in all shapes and sizes – from traditional 401(k) contributions and Registered Investment Advisor (RIA) firms to…
Read MoreMutation of the Bankruptcy Preference Claim into the Wrongful Payor Claim
Anyone who has been through it remains dumbfounded. Those about to experience it are sure to become flabbergasted. I am…
Read More“You Can’t Change What You Can’t See” – the ABA’s 2018 Report on Racial & Gender Bias in the Legal Profession
Earlier this month, the American Bar Association (ABA) issued its first-ever report on research conducted jointly by the ABA Commission…
Read More“Approved as To Form and Content”–What Does it Mean?
Almost every lawyer has seen if not signed off an agreement containing at the end of the document the words…
Read MoreKeys to Spotting Market “Bubbles”
Vikram Mansharamani, a lecturer at Harvard’s John Paulson School of Engineering and Applied Sciences, pointed to several “clues” that the…
Read MoreFrom Bitcoin to Ethereum, The Rise of Initial Coin Offerings Draws Regulatory Scrutiny
From Bitcoin to Ethereum, The Rise of Initial Coin Offerings Draws Regulatory Scrutiny The amount of capital raised through initial…
Read MoreIt’s the Culture, Stupid, Part II
FINRA CEO Rick Ketchum just delivered what will undoubtedly be his swan song to the industry (he will likely step…
Read MoreThe Defend Trade Secrets Act: A Powerful New Tool For Business Owners
President Obama recently signed into law the Defend Trade Secrets Act (“DTSA”) of 2016, which gives holders of trade secrets…
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