FINRA Cautions Against Chasing High Yields In A Low Rate Environment
In January, the Federal Reserve announced it will keep interest rates low until at least late 2014 in a continued…
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Don’t Fall Victim To Affinity Fraud; If It Sounds Too Good To Be True, It Probably Is
It’s one of the oldest tricks in the book, and new clients routinely contact our firm after falling victim to…
Read MoreBeware Private Placements; Risky Investments for Most
November 26, 2011. We see more and more private placements being sold to unsuspecting investors, most of whom have little…
Read MoreJP Morgan Chase Clients Sold Unsuitable Investments
November 15, 2011. Unsuitable investments continue to be sold to unsuspecting clients of major brokerage firms. On November 15, 2011…
Read MoreFINRA Warns Investors of Gold Stock Scams
As investors flock to gold, FINRA warns of gold-related Ponzi schemes: http://www.finra.org/Newsroom/NewsReleases/2011/P124214
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