July 2026 - Shustak Reynolds

Sripetch v. SEC: Supreme Court Resolves Circuit Split, Allowing SEC to Retain Extensive Power to Seek Disgorgement Remedies

By William M. Moore — posted in Securities Arbitration & Litigation on Monday, July 27, 2026.

For nearly a decade, the Supreme Court has steadily reshaped the Securities and Exchange Commission's authority to seek disgorgement. Beginning…

Congress Moves to Protect Seniors from Investment Fraud

By Erwin J. Shustak — posted in Investor Claims & Financial Fraud on Monday, July 20, 2026.

Elder Financial Abuse Investment Fraud

Financial exploitation of older Americans has become one of the most serious investor-protection problems in the United States. Criminals increasingly…

Called to Testify Before the SEC? What Every Adviser Needs to Know Before Walking Into That Room

By Mahdi M. Ibrahim — posted in Regulatory Enforcement & Investigations on Monday, July 13, 2026.

Investigations SEC

You open your mailbox and find an envelope from the Securities and Exchange Commission. Inside is a subpoena directing you…

FINRA Arbitration In 2026 And Beyond: Key Trends, Notable Awards, And The Road Ahead

By George C. Miller — posted in Securities Arbitration & Litigation on Monday, July 6, 2026.

Arbitration FINRA FINRA Arbitration

The FINRA arbitration forum remains the primary venue for resolving disputes between investors and the broker-dealers and investment advisers who…

The New 2026 ICC Arbitration Rules: What Businesses and Their Lawyers Need to Know

By Erwin J. Shustak — posted in Securities Arbitration & Litigation on Thursday, July 2, 2026.

Arbitration Securities Litigation

The International Chamber of Commerce (ICC) remains the world's leading institution for the administration of international commercial arbitrations. On June…

Month: July 2026