Elder Financial Abuse: When Can a Brokerage Firm Be Held Responsible?
Financial exploitation of older Americans is a growing problem, and the consequences can be devastating. A senior investor may spend…
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Ponzi Scheme Bulletin
On July 24, 2026, Jay Lucas, the 71-year-old founder and managing partner of Lucas Brand Equity LLC, pleaded guilty in…
Read MoreFirm Highlight: Six Months. No Lawsuit. $650,000 Recovered for former NFL Player Client.
Shustak, Reynolds & Partners, P.C. secured a $650,000 settlement for a former NFL player client whose indexed universal life insurance…
Read MoreFirm Highlight: Complex Fiduciary Duty Arbitration Yields Landmark $3.33 Million Result for Firm Client
Shustak Reynolds & Partners, P.C. recently secured a decisive arbitration victory on behalf of a firm client in a high-stakes…
Read MoreFirm Highlight: Delaware Court of Chancery Finds Breach of Fiduciary Duty and Awards Our Client $1.85 Million of Equitable Restitution in Complex Governance Dispute
Shustak Reynolds & Partners, P.C. served as counsel to plaintiffs Neem International CV and ALJ Holdings, Ltd. in Neem International…
Read MoreThe SEC’s Growing Focus on Private Credit and Private Market Valuations: What Registered Investment Advisers and Financial Professionals Need to Know
In a typical private credit transaction, a non-bank lender (often a specialized fund managed by an investment adviser) provides financing…
Read MoreSEC Rulemaking in 2026: Three Regulatory Developments Every Investment Adviser and Private Fund Manager Should Watch
The Securities and Exchange Commission (“SEC”) has begun reshaping its regulatory agenda for 2026 with several initiatives that could significantly…
Read MoreSripetch v. SEC: Supreme Court Resolves Circuit Split, Allowing SEC to Retain Extensive Power to Seek Disgorgement Remedies
For nearly a decade, the Supreme Court has steadily reshaped the Securities and Exchange Commission's authority to seek disgorgement. Beginning…
Read MoreCongress Moves to Protect Seniors from Investment Fraud
Financial exploitation of older Americans has become one of the most serious investor-protection problems in the United States. Criminals increasingly…
Read MoreCalled to Testify Before the SEC? What Every Adviser Needs to Know Before Walking Into That Room
You open your mailbox and find an envelope from the Securities and Exchange Commission. Inside is a subpoena directing you…
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