Tips for Financial Advisors: How to Avoid the Pitfalls of Misrepresentation During the Recruitment Process
An Industry is Born Most people do not associate Philadelphia with the birth of the modern American securities industry, instead…
Read MoreMonth: April 2013
Carlyle Group Abandons Mandatory Arbitration Clause in Its IPO
A two-decades-old rule by the Securities and Exchange Commission prevents companies from going public if the company attempts to limit…
Read MoreTips for Investors and Financial Professionals: What is an Investment Adviser?
Introduction The global financial crisis brought unprecedented change to the securities industry. Investment banks and brokerage firms once thought to…
Read More“We’re in it to win it,” said George C. Miller of Shustak Reynolds & Partners, P.C. – and win it they did!
We are proud to announce that our firm took top honors for cash donated and number of suits collected in…
Read MoreInvestors Sue to Recover Losses Stemming from UBS Willow Fund
Investors in UBS Willow Fund, L.L.C. (the “Willow Fund”), which was sponsored and sold by UBS Financial Services, Inc., have…
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