US Supreme Court Rules It Is Illegal To Fire Employees For Being Gay Or Transgender
Earlier this month, the United States Supreme Court ruled in Bostock v. Clayton County, Georgia that it is illegal for…
Read MoreMonth: June 2020
Financial Advisor Crisis: Succession Plans
Financial advisors (“FA’s”) at registered investment advisory firms (“RIA’s”) are facing yet another challenge atop already shaky markets. According to…
Read MoreMERRILL LYNCH ORDERED TO REIMBURSE $7.2 MILLION IN MUTUAL FUND OVERCHARGES
FINRA recently announced that Merrill Lynch will pay $7.2 million in restitution to customers overcharged on mutual fund accounts. FINRA’s…
Read More“PAY WHEN PAID“ CONSTRUCTION CONTRACT CLAUSE UNENFORCEABLE
In the recent appellate case Crosno Construction Inc v. Travelers (2020), the Fourth District Court of Appeal (which includes San…
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