Month: August 2025

California Supreme Court Upholds Out-Of-State Form Clauses Without Jury Trials

By Paul A. Reynolds — posted in Business, Employment & Legal Developments on Monday, August 18, 2025.

This article originally appeared in the Daily Journal on August 18, 2025. Read online at the Daily Journal here. Download…

SEC Withdraws Several Proposed Regulations

By Robert R. Boeche II — posted in Securities Regulation & Compliance on Wednesday, August 6, 2025.

SEC Securities Regulation

On June 12, 2025, the SEC withdrew fourteen regulations that were proposed over the past three years, stating they have…

FINRA Proposes Increasing Gift Limit

By Robert R. Boeche II — posted in Securities Regulation & Compliance on Wednesday, August 6, 2025.

Earlier this year, FINRA released its proposal to update Rule 3220, Influencing or Rewarding Employees of Others (the “Gift Rule”)[1].…