California’s SB 574: The First California AI Rules for Lawyers
California is close to putting generative AI obligations for lawyers into a statute. Senate Bill 574 (SB 574), authored by…
Read MoreMonth: March 2026
Proposed Regulation Would Narrow Scope of FINRA’s “Outside Business Activity” Rule
FINRA and the SEC have proposed replacing FINRA Rules 3270 and 3280 with a single new Rule 3290 designed to…
Read MoreThe Department of Labor’s New Independent Contractor Proposal and Its Potential Impact on Independent Financial Advisors
The U.S. Department of Labor has issued a new Notice of Proposed Rulemaking addressing how to determine whether a worker…
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